Series 65
(redirected from Series 65 Licenses)

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Series 65

A license, granted by FINRA, entitling a holder to act as an investment adviser representative, who assists a registered investment adviser. In order to be eligible for a series 65, one must complete an exam covering a number of topics, including law & regulation, various investment vehicles, and ethics. There is no prerequisite for a series 65. See also: Series 7.

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Series 65 (redirected from Series 65 Licenses)

Series 65
(redirected from Series 65 Licenses)