Series 63

Series 63.

The Series 63 is a licensing examination that most states require for anyone who wants to sell securities within the state.

Developed by the North American Securities Administrators Association (NASAA), the test covers state securities laws, known informally as blue sky laws, as reflected in the Uniform Securities Act as amended by NASAA.

To sell securities anywhere in the United States, applicants must also pass the Series 6 (for a license to sell mutual funds and annuities) or Series 7 (for a license to sell all securities) administered by NASD.

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John holds his Series 6 (Limited Investment Securities) Series 7 (General Securities Rep), Series 24 (General Securities Principal) Series 63 (Uniform Securities Agent), and Series 65 (Uniform Investment Advisor Law) licenses.
His licenses include Series 7 Securities and Series 63 Securities, Life Insurance, Health Insurance, Variable Annuities FIFA C Coaching, and AYSO B Coaching.
The owner of Series 6, Series 7, Series 63 and Series 66 licenses (the first two administered by FINRA, the latter two by the North American Securities Administrators Association), along with state insurance licenses for life/health, long-term care, property/casualty and variable products, Schlossberg
He is Graduate of University of Virginia School of Retail Banking and holds licenses with Series 7 & Series 63 as a Securities Representative and a Licensed Life & Health Insurance Representative.
Bouma also holds a BBA in finance from Western Michigan University and has his Series 7 license, his Series 63 and Series 65 licenses, as well as his Michigan life and health insurance licenses.
He started as a junior broker--he has his Series 7 and Series 63 licenses from the Financial Industry Regulatory Authority--then moved to a commission-only broker position after two years.
The academic and testing phase of the program is designed to prepare for the FINRA series 7 and series 63 securities licensing examinations.
The team that won the opener has captured the Series 63 of 103 times, including 10 of the last 11.
NASD licenses are the series 6 (investment company and variable contracts representative license) or the series 7 (general securities representative license) and the series 63 (multistate license).
He holds FINRA securities licenses Series 65, Series 63 and Series 7; in the past he has also held Series 3.
com)-- Solomon Exam Prep is excited to announce that they will be hosting a live, Series 6 and Series 63 Class this September.
He also studied at the University of Edinburgh and holds FINRA Series 7 and Series 63 licensure.