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Series 63 |
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Series 63. The Series 63 is a licensing examination that most states require for anyone who wants to sell securities within the state. Developed by the North American Securities Administrators Association (NASAA), the test covers state securities laws, known informally as blue sky laws, as reflected in the Uniform Securities Act as amended by NASAA. To sell securities anywhere in the United States, applicants must also pass the Series 6 (for a license to sell mutual funds and annuities) or Series 7 (for a license to sell all securities) administered by NASD. Series 63 What Does Series 63 Mean? A securities license administered by the Financial Industry Regulatory Authority (FINRA) that legally permits the holder to solicit orders for any type of security in a particular state. This license is required in addition to the Series 7 or Series 6. Investopedia explains Series 63 The Series 63 examination mainly covers state laws and regulations, often referred to as blue-sky laws. Related Terms: How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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