Series 31

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Series 31

In futures trade, a license allowing one to sell managed futures funds. It also authorizes the holder to manage a commodities pool account and raise funds for it, and to engage in certain types of futures trading. To acquire a Series 31 license, one must complete a forty-five question test and already possess a Series 7 license, in addition to already being registered with the Financial Industry Regulatory Authority, which administers the test.
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Hoffe holds a Bachelor of Arts degree from Brown University where he majored in International Commerce, a Juris Doctor from Boston College Law School, and National Association of Securities Dealers Series 7, Series 66 and Series 31 licenses.