Printer Friendly
Dictionary, Encyclopedia and Thesaurus - The Free Dictionary
3,897,884,503 visitors served.
forum Join the Word of the Day Mailing List For webmasters
?
Dictionary/
thesaurus
Medical
dictionary
Legal
dictionary
Financial
dictionary
Acronyms
 
Idioms
Encyclopedia
Wikipedia
encyclopedia
?

Series 31
(redirected from Series 31 License)

    0.01 sec.
Series 31
In futures trade, a license allowing one to sell managed futures funds. It also authorizes the holder to manage a commodities pool account and raise funds for it, and to engage in certain types of futures trading. To acquire a Series 31 license, one must complete a forty-five question test and already possess a Series 7 license, in addition to already being registered with the Financial Industry Regulatory Authority, which administers the test.


Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.
?Page tools
Printer friendly
Cite / link
Feedback
Add definition
Mentioned in?  References in periodicals archive?   Financial browser?   Full browser?
 
Hoffe holds a Bachelor of Arts degree from Brown University where he majored in International Commerce, a Juris Doctor from Boston College Law School, and National Association of Securities Dealers Series 7, Series 66 and Series 31 licenses.
He holds FINRA Series 7, Series 63 and Series 66 licenses, a NFA Series 31 license, and Missouri Accident and Heath, Life, and Variable Annuity licenses.
 
 
 
Financial Dictionary
?

Terms of Use | Privacy policy | Feedback | Advertise with Us | Copyright © 2012 Farlex, Inc.
Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.