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Series 27
(redirected from Series 27 License)

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Series 27
A license allowing one to become the chief financial officer at a FINRA member firm. One must complete a Series 27 exam in order to obtain the license.

2. The exam required to obtain a Series 27 license. It consists of 145 multiple choice questions; topics covered in the exam include balance sheets, net capital rules, regulations of the SEC and FINRA, and book keeping.


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He holds a NASD Series 27 license, and earned a bachelor of science degree in accounting from Manhattan College.
Terk earned his series 27 license and served as the company's Financial Operations Principal.
 
 
 
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