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Series 27 |
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Series 27 A license allowing one to become the chief financial officer at a FINRA member firm. One must complete a Series 27 exam in order to obtain the license. 2. The exam required to obtain a Series 27 license. It consists of 145 multiple choice questions; topics covered in the exam include balance sheets, net capital rules, regulations of the SEC and FINRA, and book keeping. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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