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Selling Away |
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Selling Away When a broker solicits you to purchase securities not held or offered by the brokerage firm. As a general rule, such activities are a violation of securities regulations. Notes: Typically, when a broker is "selling away," the investments are in the form of private placements or other non-public investments. See also: Agent, Broker, Broker-Dealer, Churning, Dealer, Discount Broker, Front Running, Full Service Broker |
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