Segregation of Securities

Also found in: Dictionary/thesaurus, Medical, Legal, Encyclopedia, Wikipedia

0.01 sec.

Segregation of securities

SEC rules to dictate how customers' securities may be used by broker-dealers in broker loans.

Segregation

The practice of broker-dealers keeping securities for which a client has paid in full separate from securities the client has purchased on margin as well as from securities used as collateral on a margin account. Rule 15c3-3 requires segregation of these securities.

Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.

?Page tools

Printer friendly
Cite / link

Feedback
Add definition

Mentioned in	?		Financial browser	?		Full browser	?
No references found			Security Depository Security Industry and Financial Markets Association Security Industry Automated Corporation security instrument security interest Security Market Line Security Market Plane Security Plant Complex Security Ratings Security Selection Security Selection Decision Security Traders Association Security Valuation Security Valuation Model SED Sede central see-through building Seed Capital seed money Seek a Market Segment Segment Reporting Segmented Market Segregated Fund Segregation Segregation of Securities Seguimiento del ticker Seguranca alimentar Seguridad alimentaria Seguro Seguro contra riscos cambiais Seguro de cambio Seguro de vida Seguro de vida de prima unica Seguro de Vida indexado Seguro de Vida indivudal Seguro de vida variable SEHK Seigniorage Seisan Kakaku seisin seized Seizoenarbeid SEK Select Ten Portfolio Selected Dealer Agreement Selective Hedging Self Service Self Tender Self-Amortizing Loan self-amortizing mortgage			segregated Segregated Ballast System Segregated Ballast Tank Segregated cycle facilities Segregated Early Weaning Segregated fund Segregated Funds Segregated Housing Unit segregated ice Segregated University Fee Allocation Committee segregated vein segregates segregates segregates segregating segregating segregating segregating unit segregation segregation segregation segregation segregation segregation analysis segregation banding Segregation distorter Segregation in Australia Segregation laws Segregation of duties Segregation of duties Segregation of Securities segregation ratio segregation, racial segregational segregational segregational segregational segregational Segregationism segregationist segregationist segregationist segregationist segregationist segregationists segregationists segregationists segregationists segregationists segregations segregations segregations segregations segregations segregative segregative segregative segregator segregator segregator segregator

Financial Dictionary

Free Tools:	For surfers: Free toolbar & extensions \| Word of the Day \| Help For webmasters: Free content \| Linking \| Lookup box \| Double-click lookup

Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.