Securities and Exchange Commission Rules

Securities and Exchange Commission Rules

Rules enacted by the SEC to assist in the regulation of US financial markets.
References in periodicals archive ?
Whittier's directors and executive officers may be deemed, under Securities and Exchange Commission rules, to be participants in the solicitation of proxies from the stockholders of Whittier in connection with the proposed transaction.
Warrantech Corporation and its directors and executive officers may be deemed, under Securities and Exchange Commission rules, to be soliciting proxies from Warrantech's stockholders in favor of the proposed merger.
Caution Required by Certain Securities and Exchange Commission Rules
and its directors and its executive officers may be deemed, under Securities and Exchange Commission rules, to be soliciting proxies from AmNet Mortgage, Inc.
Plastics in January 2004, the Securities and Exchange Commission rules require that W.
NetSolve and its directors and its executive officers may be deemed, under Securities and Exchange Commission rules, to be soliciting proxies from NetSolve's stockholders in favor of the proposed merger.
Cross is "audit committee financial expert" under new Securities and Exchange Commission rules.
Independent of the expected delisting from the Nasdaq National Market, the Company will remain a reporting company under the Securities and Exchange Commission rules.
Independent of any delisting from the Nasdaq National Market that may occur, the Company will remain a reporting company under the Securities and Exchange Commission rules.
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