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Securities and Exchange Commission (SEC)

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Securities and Exchange Commission (SEC)
The U.S. government agency, established in 1934, charged with protecting investors and maintaining the integrity of the securities markets. The SEC requires public companies to disclose meaningful financial information to the public, and it oversees participants in the securities business including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The commission is composed of 5 presidentially appointed commissioners, 4 divisions, and 18 offices.
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