Securities Industry Association


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Securities Industry Association (SIA)

An association of broker-dealers who sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits.

Securities Industry Association

A defunct trade association for broker-dealers of taxable securities. The SIA set common practices for the industry, compiled statistics and other information, and lobbied governments. In 2006, the SIA formed the Securities Industry and Financial Markets Association in a merger with the Bond Market Association.

Securities Industry Association (SIA)

A trade group of broker-dealers whose primary function is to lobby for its members' interests in Congress and before the SEC. The SIA is the successor to the Association of Stock Exchange Firms and the Investment Bankers Association.
References in periodicals archive ?
3100) at the Securities Industry Association show, New York Hilton Hotel, June 21-24, 1994/
CONTACT: Art Samansky of Securities Industry Association, home (5/26) 516-293-2094, or office (5/27) 212-618-0531/
SAN FRANCISCO -- The National Association of Securities Dealers (NASD) and the Securities Industry Association (SIA) have appointed Bruce Nollenberger, President and CEO of Nollenberger Capital Partners, to the NASD's Advisory Council for District 1, and the SIA's Small Firms Committee.
Transactions, Trade Associations Say WASHINGTON, May 18 /PRNewswire/ -- Implementation of recommendations made by the General Accounting Office in its derivatives study would increase the cost and reduce the availability of derivative transactions, and overall "harm the American economy," the Securities Industry Association and five other financial services trade associations said in a joint response to the GAO study released Wednesday.
He is also a member of the Securities Industry Association, Compliance and Legal Division, the Canadian Affairs division of the Americas Society, and the Atlantic Council of Canada, and was appointed in 1999 to a term with the Ontario Securities Commission Securities Advisory Committee.
Lackritz, president, Securities Industry Association, said here Wednesday in remarks prepared for delivery to the association's 16th annual regional firms conference.
In 1994, he was a delegate for the Securities Industry Association to the Peoples Republic of China.
ADVANCE/ NEW YORK, March 10 /PRNewswire/ -- The continuing decline in the personal saving rate in the United States, coupled with underestimation in recent tax policies of the critical implications of the aging population, as well as increased employee responsibility for pension savings, "call for incentives to help individuals prepare for financially secure and independent retirement years," Securities Industry Association economists said Thursday in the current issue of "Trends.
At the Securities Industry Association (SIA) Technology Management Conference today, SAVVIS Communications (NASDAQ:SVVS), a leading global IT utility, showcased financial customers and featured its recently launched end-to-end virtualized services delivery platform.

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