S-3 Filing

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S-3 Filing

The simplest document one may file with the SEC explaining a new offering of securities for public trade. An S-3 filing requires less information from the issuer, and is only available to companies that have met filing requirements in the past and have been required to file for at least 12 months.
References in periodicals archive ?
The SEC review of the S-1 and S-3 filings is a wild-card in the overall project timing.
1 to the Company's annual report on Form 10-K for the year ended March 31, 2004 and subsequent Forms 10-Q and S-3 filings.
1 to the Company's annual report on Form 10-K for the year ended March 31, 2003 and other subsequent public filings including Forms 10-Q, S-1 and S-3 filings.