S-3 Filing

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S-3 Filing

The simplest document one may file with the SEC explaining a new offering of securities for public trade. An S-3 filing requires less information from the issuer, and is only available to companies that have met filing requirements in the past and have been required to file for at least 12 months.
References in periodicals archive ?
The company's attention will now turn to the S-3 filings for the Asset Backed Securities the company plans to release," stated Ben F.
The SEC review of the S-1 and S-3 filings is a wild-card in the overall project timing.
1 to the Company's annual report on Form 10-K for the year ended March 31, 2004 and subsequent Forms 10-Q and S-3 filings.
Shares registered in the Form S-3 filings were only those shares previously disclosed and no additional shares were registered.
1 to the Company's annual report on Form 10-K for the year ended March 31, 2003 and other subsequent public filings including Forms 10-Q, S-1 and S-3 filings.
This press release and the S-3 Filings referred to above contain certain forward-looking statements regarding the Company's market share, prospects and future growth in revenues and profits, all of which involve risks and uncertainties.