S-3 Filing

S-3 Filing

The simplest document one may file with the SEC explaining a new offering of securities for public trade. An S-3 filing requires less information from the issuer, and is only available to companies that have met filing requirements in the past and have been required to file for at least 12 months.
References in periodicals archive ?
Laukien, is not registering any of his shares of the Company in this S-3 filing.
NYSE:HME) today amplified its Form S-3 filing of September 20, 2006 which involved the registration of common shares associated with certain Operating Partnership Units.
Today's amended filing does not register any new shares beyond those sought-to-be registered in the March 2005 S-3 filing.
For a discussion of such risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements, see "Risk Factors" in APT's S-3 filing with the Securities and Exchange Commission dated June 16, 2004, or its 2003 Annual Report on Form 10K filed on March 10, 2004.
Laukien, is not registering any of his BRKR shares in this S-3 filing.
The stock sale they have undertaken is a natural follow-on to the registration of their shares in an S-3 filing made last month.
The decision to file now is not driven by an immediate need for capital but rather by certain eligibility requirements for an S-3 filing.
amp;uot;On Monday, as part of DoubleClick's S-3 filing with the Securities and Exchange Commission, we revealed that the Federal Trade Commission (FTC) has begun a voluntary inquiry into our ad serving and data collection practices.
The University has agreed to pay up to $75,000 of the expenses incurred to register the underlying Common Shares and the Company believes that this amount is sufficient to cover total costs related to the S-3 Filing.