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Rules of Fair Practice

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Rules of fair practice

Rules established by the NASD that lay down guidelines for just and equitable principles of trade and business in securities markets.

Rules of Fair Practice

The rules of conduct that have been established for members of the National Association of Securities Dealers and that require, among other things, fair prices, reasonable charges, firm quotations, and ethical practices. Failure to follow these rules may result in fines or expulsion from NASD.

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