Rule 415

Rule 415

Permits corporations to file a registration for securities they intend to issue in the future when market conditions are favorable. See: Shelf registration.

Rule 415

An SEC regulation allowing a publicly-traded company to register a new issue of stock and actually offer it at any time over a two-year period, subject to compliance with other appropriate regulations. This offering is covered by a single prospectus but may be offered to the public in different tranches. This practice is called shelf registration.

Rule 415

A 1982 SEC rule that permits corporations to register a security issue and then sell the securities piecemeal throughout a two-year period as conditions and needs warrant. See also shelf registration.
References in periodicals archive ?
a real estate investment trust listed on the New York Stock Exchange (the "Company") today announced that it has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission registering on a delayed or continuous basis pursuant to Rule 415 approximately $470 million of its common stock, preferred stock, depositary shares, warrants, stock purchase contracts and units.
Belmont Partners, LLC announced the upcoming Alternative Public Strategies Webinar on August 22, 2007, "What You Don't Know Can Hurt You - Rule 415, 144 and You," focusing on how the proposed SEC rule changes interplay and affect shelf registrations and restricted stock transactions.
announced today that the shelf registration statement filed pursuant to Rule 415 under the U.
333-134084), including a base prospectus dated May 25, 2006, registering up to $75,000,000 of our equity securities and the offering thereof from time to time in accordance with Rule 415 under the Securities Act, which incorporates by reference documents which registrant has filed or will file in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder.
The Notes are being offered pursuant to a shelf registration statement under the Securities and Exchange Commission's Rule 415 under the Securities Act of 1933.
NYSE, TSE, ME: CLS), a world leader in electronics manufacturing services, today announced that a registration statement (the ``Registration Statement'') has become effective with the Securities and Exchange Commission pursuant to Rule 415 under the Securities Act of 1933, as amended.
The common stock was registered for offer and sale on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, by the Company's registration statement on Form S-3 (Registration No.
This is in addition to the $200 million mixed Rule 415 shelf registration filed Jan.
Corporate credit ratings A/A-1 Senior unsecured debt A Rule 415 shelf debt securities (prelim.
AMEX:DVW), a leading national provider of integrated voice and data communications, today announced it has filed a universal shelf registration statement with the Securities and Exchange Commission pursuant to Rule 415 under the Securities Act of 1933, as amended.
At the same time, Standard & Poor's assigned its preliminary triple-'B' rating to Premark's $150 million Rule 415 shelf registration for debt securities and also placed this rating on CreditWatch with positive implications.
Nasdaq:OPTN) ("Option Care" or the "Company") today announced that it has filed a registration statement on Form S-3 with the Securities and Exchange Commission ("SEC") to register the offering by the holders thereof on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, as amended (the "Securities Act"), of $86,250,000 principal amount of 2.