Rule 19b-3

0.01 sec.

Rule 19b-3

An SEC rule that requires commissions for brokers to compete with each other. That is, under Rule 19b-3, brokerages are not allowed to collude to fix commissions. This rule is intended to protect the clients of brokers from anti-competitive practices.

Rule 19b-3

An SEC rule that prohibits the fixing of commission rates.

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No references found			1975 saw the Securities & Exchange Commission's Rule 19b-3 and the Securities Act Amendments eliminate fixed rate commissions. Ameritrade Celebrates 30th Anniversary by Business Wire			Rule 10b-10 Rule 10b-13 Rule 10b-16 Rule 10b-2 Rule 10b-4 Rule 10b-6 Rule 10b-7 Rule 10b-8 Rule 10b5-1 Rule 11A Rule 13-d Rule 13d Rule 13e Rule 14-d Rule 144 Rule 144A Rule 145 Rule 14a Rule 14e-3b Rule 156 Rule 15c2-1 Rule 15c3-1 Rule 15c3-2 Rule 15c3-3 Rule 17f-1 Rule 19b-3 Rule 19c-3 Rule 209 Rule 2310 Rule 254 Rule 27-11 Rule 390 Rule 396 Rule 3b-3 Rule 405 Rule 415 Rule 419 Rule 434 Rule 5 Rule 500 Rule 72(t) Rule 80A Rule 80B Rule Against Accumulations rule against perpetuities Rule G-32 rule in Shelley's case Rule Line Rule lOb-5 Rule NMS Rule of 18			Rule 13D Rule 13e Rule 14-a Rule 14-d Rule 144 Rule 144-A Rule 144A Rule 145 Rule 14a Rule 14d Rule 14D-10 Rule 14e-3b Rule 14e3b Rule 156 Rule 15c2-1 Rule 15c21 Rule 15c3-1 Rule 15c3-2 Rule 15c3-3 Rule 15c31 Rule 15c32 Rule 15c33 Rule 17f-1 Rule 17f1 Rule 19b-3 Rule 19b3 Rule 19c-3 Rule 19c3 Rule 209 Rule 2310 Rule 254 Rule 27-11 Rule 390 Rule 396 Rule 3b-3 Rule 3b3 Rule 405 Rule 415 Rule 419 Rule 434 Rule 5 Rule 5 draft Rule 500 Rule 611 Rule 702 Rule 72(t) Rule 72-t Rule 72t Rule 80-A

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