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Rule 15c3-2

0.07 sec.

Rule 15c3-2

An SEC rule that requires broker-dealers to inform customers who have free credit balances that their balances may be withdrawn.

Rule 15c3-2

An SEC rule that requires broker-dealers to inform a client if the client's free credit balance is about to be withdrawn.

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Rule 144
Rule 144A
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Rule 15c2-1
Rule 15c3-1
Rule 15c3-2
Rule 15c3-3
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Rule 19b-3
Rule 19c-3
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Financial Dictionary

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