Rule 15c2-1
(redirected from Rule 15c21)

0.01 sec.

Rule 15c2-1

An SEC rule that governs how broker-dealers must treat securities they hold in safekeeping. For example, the rule forbids them from using securities from one customer's account for another customer.

Rule 15c2-1

An SEC rule that regulates the safekeeping of a customer's securities by the broker-dealer.

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No references found			Rule 104 Rule 105 Rule 105b-1 Rule 10a-1 Rule 10b-10 Rule 10b-13 Rule 10b-16 Rule 10b-2 Rule 10b-4 Rule 10b-6 Rule 10b-7 Rule 10b-8 Rule 10b5-1 Rule 11A Rule 13-d Rule 13d Rule 13e Rule 14-d Rule 144 Rule 144A Rule 145 Rule 14a Rule 14e-3b Rule 156 Rule 15c2-1 Rule 15c21 Rule 15c3-1 Rule 15c3-2 Rule 15c3-3 Rule 17f-1 Rule 19b-3 Rule 19c-3 Rule 209 Rule 2310 Rule 254 Rule 27-11 Rule 390 Rule 396 Rule 3b-3 Rule 405 Rule 415 Rule 419 Rule 434 Rule 5 Rule 500 Rule 72(t) Rule 80A Rule 80B Rule Against Accumulations rule against perpetuities Rule G-32			Rule 10b2 Rule 10b4 Rule 10b5-1 Rule 10b51 Rule 10b6 Rule 10b7 Rule 11A Rule 13-d Rule 13-e Rule 13D Rule 13e Rule 14-a Rule 14-d Rule 144 Rule 144-A Rule 144A Rule 145 Rule 14a Rule 14d Rule 14D-10 Rule 14e-3b Rule 14e3b Rule 156 Rule 15c2-1 Rule 15c21 Rule 15c3-1 Rule 15c3-2 Rule 15c3-3 Rule 15c31 Rule 15c32 Rule 15c33 Rule 17f-1 Rule 17f1 Rule 19b-3 Rule 19b3 Rule 19c-3 Rule 19c3 Rule 209 Rule 2310 Rule 254 Rule 27-11 Rule 390 Rule 396 Rule 3b-3 Rule 3b3 Rule 405 Rule 415 Rule 419 Rule 434

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Rule 15c2-1 (redirected from Rule 15c21)

Rule 15c2-1
(redirected from Rule 15c21)