Rule 156

0.01 sec.

Rule 156

An SEC rule prohibiting investment companies from giving investors or potential investors false or misleading information in their literature. For example, Rule 156 prohibits a mutual fund from making false statements in any of its prospectuses.

Rule 156

An SEC rule that regulates investment company sales literature. Essentially, investment companies are prohibited from distributing sales literature that contains false or misleading statements.

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No references found			Eddie Ahern again found himself in trouble with the stewards, this time picking up a ten-day ban (September 16-25) after being deemed guilty of a breach of rule 156, in failing to ride out for third on Crystal Moments in the opener. Ordnance Row a quick boost for Delegator; GOODWOOD by The Racing Post (London, England) Having been found guilty under Rule 156, Fanning will be out of action between April 23 and May 10 inclusive. Horse Racing: Horse Power - On the Rails by Liverpool Echo (Liverpool, England) Having been found guilty under Rule 156, Fanning was suspended for the statutory 18-day period and will be out of action between April 23 and May 10 inclusive. Fanning is suspended by The Journal (Newcastle, England)			Rubber Stamp Ruido Rule 104 Rule 105 Rule 105b-1 Rule 10a-1 Rule 10b-10 Rule 10b-13 Rule 10b-16 Rule 10b-2 Rule 10b-4 Rule 10b-6 Rule 10b-7 Rule 10b-8 Rule 10b5-1 Rule 11A Rule 13-d Rule 13d Rule 13e Rule 14-d Rule 144 Rule 144A Rule 145 Rule 14a Rule 14e-3b Rule 156 Rule 15c2-1 Rule 15c3-1 Rule 15c3-2 Rule 15c3-3 Rule 17f-1 Rule 19b-3 Rule 19c-3 Rule 209 Rule 2310 Rule 254 Rule 27-11 Rule 390 Rule 396 Rule 3b-3 Rule 405 Rule 415 Rule 419 Rule 434 Rule 5 Rule 500 Rule 72(t) Rule 80A Rule 80B Rule Against Accumulations rule against perpetuities			Rule 10b13 Rule 10b16 Rule 10b2 Rule 10b4 Rule 10b5-1 Rule 10b51 Rule 10b6 Rule 10b7 Rule 11A Rule 13-d Rule 13-e Rule 13D Rule 13e Rule 14-a Rule 14-d Rule 144 Rule 144-A Rule 144A Rule 145 Rule 14a Rule 14d Rule 14D-10 Rule 14e-3b Rule 14e3b Rule 156 Rule 15c2-1 Rule 15c21 Rule 15c3-1 Rule 15c3-2 Rule 15c3-3 Rule 15c31 Rule 15c32 Rule 15c33 Rule 17f-1 Rule 17f1 Rule 19b-3 Rule 19b3 Rule 19c-3 Rule 19c3 Rule 209 Rule 2310 Rule 254 Rule 27-11 Rule 390 Rule 396 Rule 3b-3 Rule 3b3 Rule 405 Rule 415

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