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Rule 10b-2

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Rule 10b-2

An SEC rule that prohibits firms engaged in a primary or secondary distribution from soliciting orders for the security in distribution by any means other than by the prospectus.

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penalty bid
pre-syndicate bid

Rule 10b-10
Rule 10b-13

Rule 10b-16
Rule 10b-4

Rule 10b-6
Rule 10b-7

Rule 10b-8
short tender

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Rubber Check
Rule 104
Rule 105
Rule 10a-1
Rule 10b-10
Rule 10b-13
Rule 10b-16

Rule 10b-2
Rule 10b-4
Rule 10b-6
Rule 10b-7
Rule 10b-8
Rule 10b5-1
Rule 11A
Rule 13-d

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