Rule 10a-1

0.03 sec.

Rule 10a-1

A 1939 SEC rule that prohibits the short sale of a security at or below the last price at which that security was traded, unless the last price was higher than the previous different price. Rule 10a-1 was instituted to keep short sellers from battering down the price of a stock.

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Rule 10a-1
Rule 10b-10
Rule 10b-13
Rule 10b-16
Rule 10b-2
Rule 10b-4
Rule 10b-6
Rule 10b-7

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