Restricted Securities

0.01 sec.

The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.

Restricted Security

A stock or right that one acquires through some means other than the open market. One may receive a restricted security through a merger or acquisition, private placement prior to an IPO, or sometimes through a stock option. A restricted security is not registered with the SEC and thus may not be sold publicly until registration has been made. It is less commonly called a letter security.

Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.

?Page tools

Printer friendly
Cite / link

Feedback
Add definition

Mentioned in	?		References in periodicals archive	?		Financial browser	?		Full browser	?
144 Stock Acciones que no se puede vender al publico Form S-3 Gypsy Swaps Investment Letter Letter Bond Letter Security Letter Stock Registration Right Restricted Security Restricted Stock Rule 144A Unregistered Security			Restricted securities are usually sold to investors or given as employee benefits. Rule 144 Holding Periods Shorten by Amy Vincent / Finance and Investment community 5) In a study of four funds that specialize in restricted securities investments from 1968 through 1970, Gelman finds both a mean and median discount from market value of 33% for letter stock purchases from 89 publicly traded companies. The valuation of owner-financed residential mortgages by Finch, J. Howard; Rudolph, Patricia / Appraisal Journal In addition to bankruptcy claims, SecondMarket trades auction-rate securities, restricted securities in public companies and other illiquid assets. SecondMarket to Trade Lehman Bros. Bankruptcy Claims by Business Wire			Respite Care respondeat superior Respondent Responsabilidad limitada Responsabilidad solidaria Resquilleur Resserrement du credit Rest and Recreation Leave Restatement restatement of laws Restituicao de imposto restore restraining order restraint on alienation Restriccion del acceso al informe crediticio Restricted Restricted Account restricted appraisal report Restricted Asset Restricted Fund Restricted Letter of Credit Restricted Market Restricted Net Assets Restricted Option Restricted Retained Earnings Restricted Securities Restricted Security Restricted Stock Restricted Stock Award Restricted Stock Grant Restricted Stock Unit Restricted Stock Units Restricted Surplus restriction restrictive covenant Restrictive Covenants Restrictive Endorsement Restructuration de la dette Restructured Loan Restructuring Restructuring Charge Resultados no asignados resulting trust Resumen de cuenta Resyndication limited partnership Retail retail anthropology Retail Banking Retail credit retail gravitation Retail House			Restricted Moeller-Plesset Fourth-Order Restricted Moeller-Plesset Second-Order Restricted Multiple Description Scalar Quantization Restricted Neighborhood Search Clustering Restricted Net Assets Restricted Numeric eXchange Restricted One-Counter Language Restricted Open-shell Hartree-Fock Restricted Operating Zone Restricted Operation Zone restricted operations area restricted operations area Restricted Operator's Certificate restricted option Restricted Options Restricted Path Consistency Restricted phoneme Restricted phoneme Restricted phoneme Restricted Possession and Acquisition License Restricted Principal Component Regression restricted propellant restricted proper motion Restricted Reliable Multicast Protocol Restricted Repetitive Behavior Restricted Residual Sum of Squares restricted retained earnings Restricted Securities Restricted Securities Trading Network restricted security restricted security Restricted Senior Management Restricted Service Account Restricted Service License Restricted Share Restricted Shares Restricted Solid on Solid Restricted Staff Restricted stock Restricted Stock Award Restricted Stock Awards restricted stock grant Restricted Stock Grants Restricted Stock Unit Restricted Stock Unit Restricted stock units Restricted Stocks Restricted Substance Management Standard restricted substances Restricted Substances Compliance Solutions Restricted Sum of Squared Residuals Restricted surplus Restricted Surpluses restricted target list restricted target list

Financial Dictionary

Free Tools:	For surfers: Free toolbar & extensions \| Word of the Day \| Help For webmasters: Free content \| Linking \| Lookup box \| Double-click lookup

Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.