Restricted


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Restricted

Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

Restricted

1. See: Gray list.

2. See: Restricted account.
References in classic literature ?
If you look at society as a whole from this point of view, you will soon see, as I do, that the privilege of election ought only to be exercised by men who possess wealth, power, or intelligence, and you will likewise see that the action of the deputies they may choose to represent them should be considerably restricted.
That which is, on its first occurrence, independent of prior experience; which tends to the well-being of the individual and the preservation of the race; which is similarly performed by all members of the same more or less restricted group of animals; and which may be subject to subsequent modification under the guidance of experience.
Though perhaps unavoidable, allusion to "the same more or less restricted group of animals" makes it impossible to judge what is instinctive in the behaviour of an isolated individual.
Just as the bees, whirling round him, now menacing him and distracting his attention, prevented him from enjoying complete physical peace, forced him to restrain his movements to avoid them, so had the petty cares that had swarmed about him from the moment he got into the trap restricted his spiritual freedom; but that lasted only so long as he was among them.
Saxon had been clear-eyed all her days, though her field of vision had been restricted.
The proportion of all nonfatal workplace injuries and illnesses in the United States that resulted in job transfer (the injured worker continues to be at work but performs a different set of duties) or restricted work (the injured worker performs less strenuous duties) has grown steadily over the past several decades, especially during the 1990s.
These restricted stock unit awards were approved by the JDS Uniphase Corporation Board of Directors on April 15, 2014, with a grant date of April 15, 2014.
With respect new employees hired in connection with the acquisition, TIBCO granted a total of 38,568 shares of restricted stock to 38 employees under the plan.
Staff and Facilities: To accommodate the tremendous growth experienced in 2006 and to effectively meet existing and future client opportunities, Restricted Stock Systems increased headcount by 30 percent and added a second IBM hosting facility.
Restricted stock grants are plans under which each eligible employee is granted a specific number of shares that the company can rescind within a specified period if the employee does not continue his employment throughout the specified period.
The restricted ADRs, issued in December 1991, were sold in the United States under Rule 144A of the U.
What explains a restricted diet's anti-aging effects?