Restricted

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Restricted

Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

Restricted

1. See: Gray list.

2. See: Restricted account.

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144 Stock Access Acciones que no se puede vender al publico Blocked Account Investment Letter Letter Security Letter Stock Performance Accelerated Restricted Stock Award Plan Performance Accelerated Restricted Stock Award Plans Permanently Restricted Net Assets Registration Right Restricted Account Restricted Fund Restricted Market Restricted Net Assets Restricted Option Restricted Retained Earnings Restricted Securities Restricted Security			Resistance Resistance Level Resolution Resolution Funding Corporation Resolution Trust Corporation Resource Conservation and Recovery Act Resource Recovery Revenue Bond Resourcing RESPA Respijtdagen Respite Care respondeat superior Respondent Responsabilidad limitada Responsabilidad solidaria Resquilleur Resserrement du credit Rest and Recreation Leave Restatement restatement of laws Restituicao de imposto restore restraining order restraint on alienation Restriccion del acceso al informe crediticio Restricted Restricted Account restricted appraisal report Restricted Asset Restricted Fund Restricted Letter of Credit Restricted Market Restricted Net Assets Restricted Option Restricted Retained Earnings Restricted Securities Restricted Security Restricted Stock Restricted Stock Award Restricted Stock Grant Restricted Stock Unit Restricted Stock Units Restricted Surplus restriction restrictive covenant Restrictive Covenants Restrictive Endorsement Restructuration de la dette Restructured Loan Restructuring Restructuring Charge			restraint safety restraint safety restraint safety Restraint ulcer Restraint, Measure of Restraint, physical Restraint-Induced Gastric Erosions Restraints Restraints Restraints restraints of trade restraints of trade restraints of trade restraints of trade Restraints on alienation Restraints on alienation restrengthen restrengthen Restriccion del acceso al informe crediticio restrict restrict restrict restrict restrict restrict restrict access Restrict and Eliminate Delivery of Unsolicited Commercial E-mail Act Restrict Casual Use restrict in area restrict to Restricted Restricted 18 Restricted Access Area Restricted Access Barrier System Restricted Access Location Restricted Access Management Restricted Access Materials Restricted Access Personal Identification Number Restricted account Restricted Accounts Restricted Active Space Configuration Interaction Restricted Active Space Self Consistent Field Restricted Active Space State Interaction Restricted Activity Investment Product Intermediary restricted adhesive restricted affect restricted affect restricted affect restricted affect restricted air cargo Restricted Alternating Treatments Design Restricted and Limited Use Land Restricted Antimicrobial Order Form restricted appraisal report Restricted Area Restricted Area Restricted Area Restricted Area Badge Restricted Area Identification Card Restricted Area Molding

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Restricted