registered investment company


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Related to registered investment company: Form N-2, Investment Company Act of 1940

Registered investment company

An investment firm which is registered with the SEC and complies with certain stated legal requirements.

Registered Investment Company

A mutual fund or other investment company that is registered with the SEC. Registered investment companies are required to report their policies and financial conditions, much like a publicly-traded company. Most investment companies in the United States must register with the SEC; they are regulated by the Investment Company Act of 1940.

registered investment company

An investment company that is registered with the SEC and meets the requirements of the Investment Company Act of 1940 with respect to income distribution, fee structure, and diversification of assets.
References in periodicals archive ?
As part of the exemptive relief, a registered investment company must agree to certain terms and conditions before investing in a First Trust ETF in excess of the 1940 Act limitations.
As per the meeting, the fund's proposal to convert to an open-end investment company was not approved and therefore, it will continue as a closed-end registered investment company pursuant to its stated investment objective and policies.
NEW YORK -- The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today that its Board of Trustees has established the date for the Fund's annual meeting of shareholders as Tuesday, August 21, 2007, and set the record date for the annual meeting as Wednesday, July 11, 2007.
4 March 2016 - Shareholders of of closed-end registered investment company AllianceBernstein Income Fund, Inc.
NEW YORK -- The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today that it had completed the repurchase of shares of its common stock in connection with the semi-annual repurchase offer that expired on December 15, 2006.
The Fund pursues its objective by investing in Dividend Income Portfolio (the "Portfolio"), a registered investment company managed by Boston Management and Research, a subsidiary of Eaton Vance Management.
7 August 2015 - The board of closed-end registered investment company AllianceBernstein Income Fund, Inc.
Inc (Nasdaq:YHOO) announced on Friday the initial filing with the Securities and Exchange Commission of a Registration Statement on Form N-2 under the Investment Company Act of 1940 in connection with its plan to spin off its remaining holdings in Alibaba Group Holding Limited (NYSE:BABA) into a newly formed independent, publicly traded, registered investment company, Aabaco Holdings Inc.
As a result, the fund will continue to exist as a closed-end registered investment company as per its stated investment objective and policies.
The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced today that its third semi-annual repurchase offer will be conducted from November 22, 2006 to December 15, 2006.
The acquisition is expected to complete in 2Q15, subject to certain approvals and consents, including approval of the board of managers and investors of a US registered investment company.
NEW YORK -- The Taiwan Greater China Fund (NYSE:TFC), a diversified closed-end registered investment company listed on the New York Stock Exchange (the "Fund"), announced on November 8, 2006 that its Board of Trustees had determined that the Fund will offer to repurchase up to 5% of the Fund's outstanding securities in the Fund's third semi-annual repurchase offer.

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