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Registered investment adviser |
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Registered investment adviser SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.
Registered investment adviser (RIA). Investment advisory firms that register with the Securities and Exchange Commission (SEC) and agree to be regulated by SEC rules are known as registered investment advisers. Only a small percentage of all investment firms, and an even smaller number of individuals, register, though being registered is often interpreted as a sign that the adviser meets a higher standard. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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