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Registered Investment Company
(redirected from Registered Investment Companies)

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Registered investment company
An investment firm which is registered with the SEC and complies with certain stated legal requirements.

Registered Investment Company
A mutual fund or other investment company that is registered with the SEC. Registered investment companies are required to report their policies and financial conditions, much like a publicly-traded company. Most investment companies in the United States must register with the SEC; they are regulated by the Investment Company Act of 1940.

registered investment company
An investment company that is registered with the SEC and meets the requirements of the Investment Company Act of 1940 with respect to income distribution, fee structure, and diversification of assets.


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According to The Boston Globe, IA Week had asked for a list of registered investment companies.
com), today announced that as a result of a continuing working capital shortage, the Company is unable to file its Semi-Annual Report for Registered Investment Companies on Form N-SAR or its Certified Shareholder Report of Registered Management Investment Companies on Form N-CSR for the reporting period ended December 31, 2009.
The differences between the two result from significant dissimilarities between the operating structures of non-registered investment partnerships and registered investment companies.
 
 
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