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Registered Investment Advisor - RIA |
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Registered Investment Advisor - RIA An advisor, registered with the Securities and Exchange Commission, who manages the investments of others. Notes: This registration doesn't mean that the person is recommended by the SEC, it simply means that they are regulated by the SEC.In general, an RIA with more than $25 million under management must register with the SEC. RIAs managing less than $25 million are registered at the state level. |
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