Registered Investment Advisor - RIA

Registered Investment Advisor - RIA

An advisor, registered with the Securities and Exchange Commission, who manages the investments of others.

Notes:

This registration doesn't mean that the person is recommended by the SEC, it simply means that they are regulated by the SEC.

In general, an RIA with more than $25 million under management must register with the SEC. RIAs managing less than $25 million are registered at the state level.

See also: ADV Form, Advisor, Investment Advisor, SEC