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registered investment adviser
(redirected from Registered Investment Advisor)

   Also found in: Acronyms, Wikipedia 0.01 sec.
Registered investment adviser
SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.

registered investment adviser
A professional investment adviser who is registered with the SEC as part of the Investment Advisers Act of 1940. Registered investment advisors are required to register annually with the SEC and to disclose any conflicts of interest they have concerning transactions executed for their clients.

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