North American Securities Administrators Association


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North American Securities Administrators Association

An organization dedicated to investor protection. It provides guidance and advice for persons who buy securities or receive investment advice from any jurisdiction that is a member. It also provides seminars and other educational information. It has more than 60 members, who are governments of Mexican states, Canadian provinces & territories, and American states, territories, & districts. NASAA was established in Kansas in 1919. See also: Blue Sky Laws, Uniform Securities Act.

North American Securities Administrators Association (NASAA)

An international voluntary organization of state, provincial, and territorial securities administrators devoted to investor protection.
References in periodicals archive ?
In fact, when Washington hesitated to implement damage control to stabilize the nation's financial markets and curb the abuses that occurred on their watch, it was the states' attorneys general and the North American Securities Administrators Association that acted to curtail the fraudulent corporate acts that were being perpetrated.
To determine where you should register, consult with the North American Securities Administrators Association, 10 G Street, N.
One way to conduct extra research is to visit the site of the North American Securities Administrators Association (www.
It was developed by North American Securities Administrators Association, Inc.
The fees have continued to go up while the assets have continued to climb,'' said Neal Sullivan, executive director of the North American Securities Administrators Association.
This announcement was made in conjunction with separate agreements reached with the State of California Attorney General's office and the North American Securities Administrators Association regarding Wells Fargo's participation in the auction rate securities (ARS) market.
ly/127KEL0, North American Securities Administrators Association.
Marc Beauchamp, executive director of the North American Securities Administrators Association, said his organization and its members are "very bullish" on the IARD.
For referrals to state securities commissioners, call the SEC at 800-732-0330 or the North American Securities Administrators Association at 888-846-2722.
You can call the North American Securities Administrators Association at (888) 84-NASAA for the phone number of your state agency.
Securities and Exchange Commission, Commodity Futures Trading Commission, the Federal Trade Commission Bureau of Consumer Protection, the Board of Governors of the Federal Reserve System, and the North American Securities Administrators Association are the governmental and quasi-governmental advisors to the Alliance.
Borg and Egan will fill the spots vacated by Robert Lam, former chairman of the Pennsylvania Securities Commission, who retired from the commission in September 2012, and Chris Naylor, Indiana Securities Administrator, who resigned his position as IPT trustee in order accept a position on the North American Securities Administrators Association (NASAA) board of directors.
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