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North American Securities Administrators Association

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North American Securities Administrators Association
An organization dedicated to investor protection. It provides guidance and advice for persons who buy securities or receive investment advice from any jurisdiction that is a member. It also provides seminars and other educational information. It has more than 60 members, who are governments of Mexican states, Canadian provinces & territories, and American states, territories, & districts. NASAA was established in Kansas in 1919. See also: Blue Sky Laws, Uniform Securities Act.

North American Securities Administrators Association (NASAA)
An international voluntary organization of state, provincial, and territorial securities administrators devoted to investor protection.


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FINRA and the North American Securities Administrators Association won the index annuity battle and persuaded the SEC to call index annuities securities by saying they would do a better job of determining when an index annuity sale is suitable.
Citigroup has agreed to pay two civil penalties of 50 million dollars each to New York state and the North American Securities Administrators Association (NASAA).
Citigroup has agreed to pay two civil penalties of 50 million dollars each to New York state and the North American Securities Administrators Association (NASAA).
 
 
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