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No-Action Letter |
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No-action letter A letter from the Securities and Exchange Commission agreeing that the commission will take no civil or criminal action against a party, regarding a specific activity. No-Action Letter A letter from the SEC stating that it will seek no civil or criminal penalties for a given activity. The SEC sends no-action letters in response to inquiries from organizations regulated by it. For example, if a company wishes to take a certain action but is uncertain as to its legality, it requests clarification from the SEC. Receiving a no-action letter equates to permission to take the action in question.
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No-action letters are administrative review letters aimed at improving the transparency of administration by replying in writing to inquiries from companies and individuals about the government's interpretations of laws affecting them. Most no-action letters describe the request, analyze the particular facts and circumstances involved, discuss applicable laws and rules, and, if the staff grants the request for no action, concludes that the SEC staff would not recommend that the Commission take enforcement action against the requester based on the facts and representations described in the individual or entity's original letter. |
No-Action Letters |
No Work Fetch No Work, No Credit No Worker Left Behind No World for Tomorrow No Worries No Worries Mate No You Can't No! no' No'a No'a No'a No'ah No'ah No'ah No'kis No'kis No'mi No'mi No'omi No'omi No, no, a thousand times no! no, thank you no, thanks No, You no- No-Access Fault no-account no-accounts No-action letter No-Action Letters no-address instructionNo-Answer-Supervision Control Platform No-Arbitrage Condition No-Arbitrage Conditions No-Asset Loan no-atmospheric control No-ball No-ball no-balled no-balled no-balling no-balling no-balls no-balls No-Bid No-bid contract no-bottom sounding no-brainer no-brainer no-brainers no-brainers no-break power No-Change Scenario no-claim bonus No-claims bonus no-claims bonuses no-claims discount no-claims discounts No-Contact Order No-contest clause | ||||||||
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