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NASD Regulation, Inc.

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NASD Regulation, Inc. (NASDR)
A subsidiary of the National Association of Securities Dealers established in 1996 in order to separate the regulation of broker-dealers from the operation of the Nasdaq Stock Market. NASDR oversees the activities of securities firms and registered securities professionals and has the power to censure, fine, and suspend NASD members. In addition, it oversees and regulates all trading on the Nasdaq Stock Market and the over-the-counter markets.


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The IARD, which is being built and will be administered and operated by NASD Regulation, Inc.
NASD is responsible for the operation and regulation of Nasdaq and the over-the-counter securities markets; it is the parent company of NASD Regulation, Inc.
 
 
 
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