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NASAA

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North American Securities Administrators Association
An organization dedicated to investor protection. It provides guidance and advice for persons who buy securities or receive investment advice from any jurisdiction that is a member. It also provides seminars and other educational information. It has more than 60 members, who are governments of Mexican states, Canadian provinces & territories, and American states, territories, & districts. NASAA was established in Kansas in 1919. See also: Blue Sky Laws, Uniform Securities Act.

NASAA


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The NASAA and NAPSA partnership aims to eliminate elder financial abuse by providing tools to identify and report financial exploitation.
Material Change" Interestingly, neither the new franchise rule nor the NASAA has defined the term "material.
Cuomo's office and a NASAA task force are probing how other big banks and brokerage firms marketed auction rate securities.
 
 
 
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