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Market Surveillance

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Market Surveillance
On NASDAQ, a department that investigates and reports any suspected illegal behavior. Market Surveillance is an important department in maintaining a free, fair, and transparent market. Because NASDAQ is an electronic exchange, Market Surveillance conducts most of its investigations on computers.


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Six services will function at the Government:- Penalty Execution Service;- Financial Intelligence Service;- Border Service;- Tax Service;- Customs Service;- Financial Market Surveillance and Regulation Service.
00 Paperback HG195 This paper is intended to aid central banks and government agencies involved in regular financial market surveillance and technical assistance to smaller countries.
At the SESC, around 80 inspectors of its Market Surveillance Division are tasked with spotting suspect dealings.
 
 
 
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