Market Surveillance


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Market Surveillance

On NASDAQ, a department that investigates and reports any suspected illegal behavior. Market Surveillance is an important department in maintaining a free, fair, and transparent market. Because NASDAQ is an electronic exchange, Market Surveillance conducts most of its investigations on computers.
References in periodicals archive ?
Its rules will be enforced by the national market surveillance authorities in EU countries.
When I tell them that market surveillance rules are blocked because of an item from another legislation, which does not even concern them, they find this unbelievable.
With unique visibility into every trade and innovative analytics capabilities, the Apama Market Surveillance and Monitoring solution includes a highly customizable and interactive dashboard, which enables users to dig deep into events, collaborate instantly to find the root cause of problems, and react immediately to mitigate their risk.
To address the aforementioned issues, the Ministry of Economic Development and Trade of Ukraine, as the body responsible for the shaping of market surveillance policy, has initiated the holding of a meeting of the coordination platform between market surveillance authorities.
This can only happen if market surveillance programs and techniques are modern and sophisticated, applied consistently and comprehensively, and are able to keep up with the dynamic markets.
The project aims to reinforce the market surveillance system for medical devices by improving the coordination of activities by all member states of the European Union, and ensuring adequate communications and cooperation.
MEPs are therefore pleased that the draft regulation on market surveillance brings the rules together into one instrument, which will no longer distinguish between the use of the product (by a consumer or professional) or between harmonised products (chemical products, toys, cosmetics, etc) and non-harmonised products.
The combination of the Progress Apama Complex Event Processing (CEP) Platform and Detica's market surveillance and trading expertise is expected to deliver a real-time and post-trade market surveillance system that will capture breaches of trading rules, eliminate market irregularities and develop enhanced trading execution analytics.
In addition, the competitive force of broader participation will be reinforced by proposals targeted at manipulative abuse: tighter enforcement of auction rules and enhanced market surveillance by the Federal Reserve Bank of New York to identify potential manipulative episodes that could trigger SEC investigation and Treasury supply management to reopen offerings.
Progress Software Corporation (NASDAQ: PRGS), a global provider of application infrastructure software used to develop, deploy, integrate and manage business applications, today announced the latest release of its popular Progress[R] Apama[R] Market Surveillance and Monitoring Accelerator.
Daniel Dalton (ECR, UK), who is steering this legislation through Parliament, has tabled 196 amendments to the Commissions draft regulation to overhaul the current system, including on the obligations of the national approval authorities, market surveillance authorities and car manufacturers, the designation of the technical services performing the tests, the duration of the type-approvals and on the access to the vehicles software and engine management strategies.
The aim of the European Commissions product safety and market surveillance package is to perform a major cleanup of a complex legislative architecture.