Limited Discretion

0.01 sec.

Limited discretion

Permission by a client that allows a broker to make certain stock and option trades without first consulting the client about the trade.

Limited Discretion

Permission from an investor giving his/her broker the ability to make some investment decisions on a brokerage account without consulting the investor. Such decisions must be made in accordance with the customer's stated investment goals. This contrasts with a discretionary account, which gives the broker much more independence. Limited discretion is also called limited trading authorization.

limited discretion

The authority given a broker to make certain investment decisions without first getting in touch with the investor. The investor must sign a written agreement providing the broker with limited discretion. Also called limited trading authorization.

Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.

?Page tools

Printer friendly
Cite / link

Feedback
Add definition

Mentioned in	?		References in periodicals archive	?		Financial browser	?		Full browser	?
Discretionary Account Fractional Discretion Order Limited Trading Authorization loan officer			Many lenders are giving their mortgage staff discretion over whether to waive fees and some may also be allowed limited discretion on the rates they can offer loyal customers. HBOS is still safe, say mortgage experts by guardian.co.uk / guardian.co.uk At the very least, the court should be required to explain the reasons for any reduction and, perhaps a better solution is for the legislature to provide the court's with limited discretion to reduce a bond increase request. Practical solutions to the problems resulting from the real life ... by Vega, Daniel R.; Ellish, Matthew S. / Florida Bar Journal This Chapter concludes by proposing that ff EPA were to undertake ESA consultation in its oversight role of state-issued permits, the constraints from EPA's limited discretion in the permit transfer decision would be avoided, and better species protections would result. Defenders of Wildlife v. EPA: testing the boundaries of federal ... by Bosse, Sherry L. / Environmental Law			Limit Order Display Rule Limit Order Information System Limit Price Limit Up Limit up, limit down Limit-On-Open Order Limitacion voluntaria de las exportaciones Limitation on Asset Dispositions Limitation on Conversion Limitation on Liens Limitation on Merger, Consolidation, or Sale Limitation On Sale-and-Leaseback Limitation on subsidiary borrowing Limitation volontaire des exportations limitations of actions Limite de deuda Limite de ejercicios Limite de fluctuacion Limite de fluctuacion diaria Limite di oscillazione limited appraisal Limited Audit limited capacity limited common elements Limited Company Limited Discretion limited equity condominium Limited flexibility exchange rate system Limited Liability limited liability company Limited Partner limited partners limited partnership Limited Payment Policy limited power of appointment limited power of attorney Limited Price Order Limited Recourse limited referral agent Limited Risk Limited Safety Net limited service broker Limited Trading Authorization Limited Warranty Limited-Liability Instrument Limited-Tax General Obligation Bond Limited-Voting Stock Limiti assuntivi Line Line Chart line of credit			limited company limited company limited company limited company limited company limited company Limited Concentrated Sweets Limited Configuration Atomic Orbital Limited Configuration/Coordinating Limited Contact Dynamic Compression Plate Limited Contact Sport Limited Contingent of Soviet Forces Limited Contingent of Soviet Forces in Afghanistan Limited Conversion Division Limited Core Damage Accident Limited Criminal History Limited Damage Waiver Limited Data Set Limited Defensive Operations Limited Definition Television Limited Degradation of the Long Loop Limited Departmental Competitive Examination Limited Dependent Rational Expectations Limited Dependent Variable Limited Deployment Limited Deployment Authorization Limited Depository Account Limited Depot Maintenance Work Requirements Limited Discrepancy Search Limited Discretion Limited Dissemination Limited Distance Data Service Limited Distance Modem Limited Distance Modem Limited Distance Modem Limited Distance Modem Limited Distributed Checksum Limited Distribution Limited Distribution Release Limited Donor Exposure Programme Limited Down Limited Duration Company Limited Duration Space Environment Candidate Materials Exposure Limited Duty Limited Duty Officer limited edition limited edition Limited Edition 5 Limited edition art print Limited edition art print Limited edition art print Limited Edition New York Limited Edition Print limited editions Limited Editions Club Limited Egress Limited Egress/Confined Space Limited Election Observation Mission Limited Enemy Situation Correlation Element Limited english proficiency

Financial Dictionary

Free Tools:	For surfers: Free toolbar & extensions \| Word of the Day \| Help For webmasters: Free content \| Linking \| Lookup box \| Double-click lookup

Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.