Lead regulator

Lead regulator

A leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, ASE, or NASDAQ.

Lead Regulator

A self-regulatory organization that assists government regulators in enforcing some aspects of trading law. Prominent examples include the New York Stock Exchange and NASDAQ.
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Firstly the DIFC policies and regulations are broadly in line with international standards and the principles of the Prudential Regulation Authority in the UK, the current lead regulator of HSBC group.
The Business Secretary has also instructed the Higher Education Funding Council for England (HEFCE), as the lead regulator for higher education in England, to monitor universities implementation and compliance with the duty.
The demands from our lead regulator, the Federal Reserve, as well as from regulators across all the countries we serve, continue to increase, and that will not stop in 2014.
Moorhouse was previously Standard Chartered's lead regulator, but ceased having direct responsibility for the bank's supervision in 2009, a Standard Chartered spokeswoman said.
Leonardi, who sits on nine supervisory colleges, said that "to have a lead regulator that has ultra powers would be detrimental.
The Federation of Media Development Companies (FMDC), is based on Teesside and aims to be the lead regulator for firms offering services like web design and hosting, and enable them to sign up to a charter which proves that they are a reliable firm.
The aim of the FMDC is to be the lead regulator for businesses offering services like web design and hosting, and enable them to sign up to a charter which proves that they are a reliable firm.
natural resources and is the lead regulator of the offshore oil industry was testifying before Senators of the Energy and Natural Resources Committee in Washington.
The Central Bank of the UAE has agreed to be the lead regulator of RAPID's payment services.
Dubai: The Dubai International Financial Centre (DIFC) has signed a Memorandum of Understanding (MoU) with the UAE Central Bank under which the bank becomes the lead regulator for Real-time Automated Payments in DIFC (Rapid).
As per the MoU, CBUAE becomes the lead regulator for Real-time Automated Payments in DIFC (CyRapidCO).
The lead regulator for Commerce, Massachusetts Insurance Commissioner Nonnie S.