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Lead Regulator |
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Lead regulator A leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, ASE, or NASDAQ. Lead Regulator A self-regulatory organization that assists government regulators in enforcing some aspects of trading law. Prominent examples include the New York Stock Exchange and NASDAQ. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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If you thought this would lead regulators such as the The FDIC, which oversaw the thrift along with its lead regulator, the Office of Thrift Supervision, failed to take action until IndyMac was in too deep, according to a report released Sept. This could, in theory, lead regulators to fine it up to 10% of the turnover of its letters business - pounds 670million. |
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