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Lead Regulator

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Lead regulator
A leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, ASE, or NASDAQ.

Lead Regulator
A self-regulatory organization that assists government regulators in enforcing some aspects of trading law. Prominent examples include the New York Stock Exchange and NASDAQ.


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The FDIC, which oversaw the thrift along with its lead regulator, the Office of Thrift Supervision, failed to take action until IndyMac was in too deep, according to a report released Sept.
This could, in theory, lead regulators to fine it up to 10% of the turnover of its letters business - pounds 670million.
 
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