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Lead Regulator
(redirected from Lead Regulators)

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Lead regulator
A leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, ASE, or NASDAQ.

Lead Regulator
A self-regulatory organization that assists government regulators in enforcing some aspects of trading law. Prominent examples include the New York Stock Exchange and NASDAQ.


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But after Republicans complained that this might lead regulators to save, not liquidate, big banks, the Senate changed its approach so that a firm would be dissolved first, and the cost recovered later from the financial sector.
But after Republicans complained that this might lead regulators to save, not liquidate, big banks, the Senate changed its approach so that a firm would be dissolved first, and the cost recovered later from the financial sector.
This could, in theory, lead regulators to fine it up to 10% of the turnover of its letters business - pounds 670million.
 
 
 
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