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Lead Regulator |
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Lead regulator A leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, ASE, or NASDAQ. Lead Regulator A self-regulatory organization that assists government regulators in enforcing some aspects of trading law. Prominent examples include the New York Stock Exchange and NASDAQ. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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Illinois was the lead regulator investigating the issue, but the fine will be split among participating states, including Missouri, Louisiana, Texas and Florida. Pennsylvania is acting as lead regulator in the Reliance case because Reliance is domiciled in the Keystone state. |
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