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Issuer |
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Issuer An entity that puts a financial asset in the marketplace.
Issuer. An issuer is a corporation, government, agency, or investment trust that sells securities, such as stocks and bonds, to investors. Issuers may sell the securities through an underwriter as part of a public offering or as a private placement. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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They address analysts' independence from corporate issuers' influence, analysts' access to issuer executives, disputes between companies and analysts over published reports, corporate issuers' prepublication review of analysts' reports, and issuer-sponsored research. Nonaudit services: Any professional services provided to an issuer by a registered public accounting firm, other than those provided in connection with an audit or a review of an issuer's financial statements (SOA Section 2(a)(8)). Additionally, the PCAOB has set registration fees, which are tiered according to the number of issuer clients a firm performed audits for in the preceding fiscal year. |
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