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investment history

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Investment history
The history of a member firm that establishes certain norms in respect of its investment practice.
investment history
The past relationship between a broker-dealer and an investor. Rules of the National Association of Securities Dealers require a consideration of investment history in making judgments concerning the adequacy of an underwriter's performance in issuing securities. For example, sale of a hot issue to certain accounts generally must conform to the investment history of those accounts.


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WHEN NEW CLIENTS COME TO SEE DWAYNE GRADY, a financial planner with American Express Financial Advisors in Wilmington, Delaware, many of them expect him to start by soliciting detailed data about their assets, liabilities and investment history.
Autumn finances by KHALFANI, LYNNETTE / Black Enterprise
Undertaken in conjunction with Fannie Mae, the deal made investment history as Fannie Mae's largest-ever single-asset loan acquisition.
Meridian Capital Group Closes $17.1 Billion in Transactions in 2006 by Business Wire
Furthermore, VentureSource allows for sorting of investors by fundraising activity, investment preferences, portfolio company information, portfolio company industry, and investment history.
Dow Jones VentureOne Adds China to Its VentureSource Database; Market ... by Business Wire
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