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Investment companies with board-contingent plans to recognize a liability for excess costs, computed in the same way as for an enhanced 12b-1 plan, when the company's board commits to pay such costs.
However, these decisions do signal that the provisions will not be interpreted liberally, and, in the aftermath of ADP, it appears that the types of entities that will qualify as investment companies for Illinois tax purposes have been severely limited.
To comply with SEC rules and regulations, registered investment companies must make certain disclosures in addition to those required by generally accepted accounting principles.
The illustrative financial statements of management investment companies in the Guide contain a detailed schedule of investments.
93-1, Financial Accounting and Reporting for High-Yield Debt Securities by Investment Companies, provides guidance on financial reporting by investment companies for high-yield debt securities that are held as investments.
Since 1958 the National Association of Small Business Investment Companies (NASBIC) has represented the SBIC industry, promoting its expansion and vitality through effective representation and successful professional programs.
This relief will enable registered investment companies to invest in these ETFs in excess of the limits of Section 12(d)(1)(A) of the Investment Company Act of 1940, subject to certain conditions.
The Funds are closed-end registered investment companies whose shares are listed on the New York Stock Exchange.
NYSE: FRF), said today that it intends to begin investing in a number of selected foreign investment companies ("FIC's") which are domiciled and invest in France.
The investment adviser acts as the investment adviser to more than 100 registered investment companies and offers investment advisory services to individuals and institutional accounts.
Affected registered investment companies must comply with the new rule by July 31, 2002.
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