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Investment Advisory Service |
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Investment advisory service A business that specializes in providing investment advice for a fee. All advisers of an advisory service must be registered with the Securities and Exchange Commission. Investment Advisory Service A business that provides investing advice or counsel to an investor in exchange for a fee. Investment advisory services may interact directly with a client ? for example, by managing assets ? or may provide passive, general advice on which securities or industries are bullish or bearish. Investment advisory services managing a certain amount of money must register with the SEC; the actions of all investment advisory services are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisory services to provide false or misleading information, and to sell or buy their own securities to or from a client. See also: Investment adviser. How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content. |
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| In our marketplace, investment advisory service is a requirement for being in the business," notes Ken Robertson, executive vice president of The 401(k) Company, an Austin, Texas-based plan provider with a national client base of middle-market plan sponsors. Eligibility hinges on whether the CPA's investment advisory service is "solely incidental" to the practice of accounting. com investment advisory service stating that "an expectation of an economic slowdown is firmly imprinted on the equity landscape. |
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