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Investment advisory service

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Investment advisory service
A business that specializes in providing investment advice for a fee. All advisers of an advisory service must be registered with the Securities and Exchange Commission.
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In our marketplace, investment advisory service is a requirement for being in the business," notes Ken Robertson, executive vice president of The 401(k) Company, an Austin, Texas-based plan provider with a national client base of middle-market plan sponsors.
Access to advice may be a good thing: afraid to provide 401(k) ... by Stolz, Richard F. / Financial Executive
Eligibility hinges on whether the CPA's investment advisory service is "solely incidental" to the practice of accounting.
SEC jurisdiction over investment advice by Carroll, Brian / Journal of Accountancy
com investment advisory service stating that "an expectation of an economic slowdown is firmly imprinted on the equity landscape.
Firm Adds New Dimension To Raising Venture Money by COLE, BENJAMIN MARK / Los Angeles Business Journal
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