Printer Friendly
Dictionary, Encyclopedia and Thesaurus - The Free Dictionary
1,722,949,066 visitors served.
forum mailing list For webmasters
?
New: Language forums
Dictionary/
thesaurus
Medical
dictionary
Legal
dictionary
Financial
dictionary
Acronyms
 
Idioms
Encyclopedia
Wikipedia
encyclopedia
?

Investment Adviser
(redirected from investment advisor)

    Also found in: Dictionary/thesaurus, Acronyms, Wikipedia 0.04 sec.
Investment adviser
A person or an organization that makes the day-to-day decisions regarding a portfolio's investments. Also called a portfolio manager.
investment adviser
A person who offers professional investment advice. Investment advisers are required to register with the SEC.
Investment Adviser
A person or business that provides investing advice or counsel to an investor in exchange for a fee. Investment advisers may interact directly with a client ? e.g. by managing assets ? or may provide passive, general advice on which securities or industries are bullish or bearish. Investment advisers managing more than a certain amount of money must register with the SEC; the actions of all investment advisers are governed by the Investment Advisers Act of 1940. Importantly, it is a criminal offense for investment advisers to provide false or misleading information, and to sell or buy their own securities to or from a client.


How to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit webmaster's page for free fun content.
?Page tools
Printer friendly
Cite / link
Email
Feedback
Add definition
? Mentioned in ? References in periodicals archive
 
Eric Haines promoted from associate publisher to publisher of Wicks Business Information's Investment Advisor Group, which includes the magazines Investment Advisor and Asset Management.
People by The Newsletter on Newsletters
is a registered investment advisor with licensed financial advisors throughout the United States.
MKG Capital Advisors SMID Cap Product Offered through Pacific West ... by Business Wire
Investment Advisor (Shrewsbury, NJ), a magazine serving independent financial advisors published by Wicks Business Information, has launched Retirement Plan Advisor/Interactive Edition, a monthly e-newsletter focusing on the needs of readers who offer 401(k) and other qualified retirement plans to their clients.
Investment Advisor (Shrewsbury, NJ), a magazine serving independent ... by Business Publisher
More results
 
Financial browser? ? Full browser
 
 
Financial Dictionary
?

Disclaimer | Privacy policy | Feedback | Copyright © 2009 Farlex, Inc.
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional. Terms of Use.