investment history

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Investment history

The history of a member firm that establishes certain norms in respect of its investment practice.

Investment History

The transactions that a member firm or investor has conducted in the past, especially with a given broker-dealer. Investment history must be considered in making some decisions.

investment history

The past relationship between a broker-dealer and an investor. Rules of the National Association of Securities Dealers require a consideration of investment history in making judgments concerning the adequacy of an underwriter's performance in issuing securities. For example, sale of a hot issue to certain accounts generally must conform to the investment history of those accounts.
References in periodicals archive ?
largest Shari'ah-compliant funds are all based in Saudi Arabia with established investment histories and a distinct concentration in trade finance assets.
Private Equity Source features: -- Comprehensive Profiles - Complete details on private equity firms and portfolio companies, including investment histories, product overviews, key executives and more.
Working from our database of more than 70,000 institutional investors, family trusts and financial newsletters that have long-term investment histories with APOs and/or companies with smaller marketcaps, IRG arranges customized roadshows.