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Investment Advisers Act of 1940
(redirected from Investment Advisors Act of 1940)

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Investment Advisers Act of 1940
A federal act that defines what an investment adviser is, requires such advisors to register with the SEC, and sets standards for advertising, disclosure, fees, liability, and record keeping. The Act was passed to protect investors. Also called Advisers Act.


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? Mentioned in ? References in periodicals archive
 
LM Capital Group, LLC is a San Diego-based independent investment advisory firm registered under the Investment Advisors Act of 1940.
San Diego's LM Capital Group Receives Additional Investment from ... by Business Wire
LM Capital Group, LLC is a San Diego-based independent investment advisory firm registered under the Investment Advisors Act of 1940.
San Diego's LM Capital Group Receives $30 Million Institutional ... by Business Wire
LM Capital Group, LLC is a San Diego-based independent investment advisory firm registered under the Investment Advisors Act of 1940.
San Diego's LM Capital Group Receives Asset Allocations from Illinois ... by Business Wire
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