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Investment Advisers Act of 1940
(redirected from Investment Advisor Act of 1940)

    Also found in: Wikipedia 0.07 sec.
Investment Advisers Act of 1940
A federal act that defines what an investment adviser is, requires such advisors to register with the SEC, and sets standards for advertising, disclosure, fees, liability, and record keeping. The Act was passed to protect investors. Also called Advisers Act.
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has filed an application to become a Registered Investment Advisor under the Investment Advisor Act of 1940.
Wall Street Strategies Files Amendment To Its Form 10 by Business Wire
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