Investment Advice

(redirected from Investment Advising)

Investment Advice

Counsel given to an investor as to which securities to buy or strategies to pursue, usually in exchange for a fee. Investment advice may involve interacting directly with a client (e.g. by managing assets), or simply giving passive, general advice about which securities or industries are bullish or bearish. Investment advisors managing a certain amount of money must register with the SEC; the actions of all investment advisory services are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisory services to provide false or misleading information, and to sell or buy their own securities to or from a client.
References in periodicals archive ?
To help Americans pick their stocks and mutual funds, there are some 15,500 investment advising establishments in the U.
VesTopia, founded by veterans of Deutsche Assets Management, AOL, and MSN, represents the next generation of investment advising.
As Co-Founder, Principal of the Manager, and half of the Investment Advisory Board, Bill Esping uses his twelve years of investment advising and experience leading BlastOff Ventures to steer EFO Financial Group, LLC to success.
Zampatti has over 20 years experience in investment advising and her expertise in stockbroking and financial investment planning is widely acknowledged in the Australian investment community.
Jim is a Certified Financial Planner as well as a NAPFA Board Member with 23 years of experience in financial planning and investment advising.
Don brings over 28 years of experience in corporate finance and strategic investment advising to Miller.
Location Inc(R) is a Rhode Island-based company born of university research, specializing in nationwide relocation software, retail site selection, and real estate investment advising.
This move enhances our leadership capabilities in investment advising and our ability to provide clients with strategic financial insights and analysis," says Phil McHugh, executive vice president and head of Fifth Third Private Bank.
Location Inc is a Rhode island-based company born of university research, specializing in nationwide relocation software, retail site selection, and real estate investment advising.
does not provide securities brokerage or investment advising services.
Location Inc(TM) is a Rhode Island-based company born of university research, specializing in nationwide relocation software, retail site selection, and real estate investment advising.
Location Inc is a company born of university research, specializing in nationwide relocation services, retail site selection, and real estate investment advising.

Full browser ?