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Investment Advisor's Act of 1940
(redirected from Investment Adviser's Act of 1940)

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Investment Advisor's Act of 1940
The federal law enforced and interpreted by the Securities and Exchange Commission (SEC) that governs investment advisors.

Notes:
Unless qualified for an exemption, federally regulated advisors must register with the SEC and abide by the law as set out by the Advisor's Act.


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