Printer Friendly
Dictionary, Encyclopedia and Thesaurus - The Free Dictionary
3,897,658,227 visitors served.
forum Join the Word of the Day Mailing List For webmasters
?
Dictionary/
thesaurus
Medical
dictionary
Legal
dictionary
Financial
dictionary
Acronyms
 
Idioms
Encyclopedia
Wikipedia
encyclopedia
?

Investment Advice

    0.01 sec.
Investment Advice
Counsel given to an investor as to which securities to buy or strategies to pursue, usually in exchange for a fee. Investment advice may involve interacting directly with a client (e.g. by managing assets), or simply giving passive, general advice about which securities or industries are bullish or bearish. Investment advisors managing a certain amount of money must register with the SEC; the actions of all investment advisory services are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisory services to provide false or misleading information, and to sell or buy their own securities to or from a client.
Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content.
?Page tools
Printer friendly
Cite / link 		Feedback
Add definition
Mentioned in?  References in periodicals archive?   Financial browser?   Full browser?
 
22 updates and broadens the definition of "fiduciary" to include any person who provides investment advice to employee retirement plans and plan participants for a fee or other compensation.
Proposal broadens definition of 'fiduciaries' by HRMagazine
30 /PRNewswire-USNewswire/ -- The Financial Planning Coalition, in a letter to the Securities and Exchange Commission (SEC), is asking that the fiduciary standard of care -- a key investor protection for all Americans who are investing for college, retirement and other needs -- be extended to broker-dealers and other financial professionals who provide personalized investment advice to retail customers.
Financial Planning Coalition Asks SEC to Require Fiduciary Standard ... by PR Newswire
was formed to provide fee based planning and investment advice to clients needing more sophisticated services.
Safeharbor Asset Management Included in the 2010 Financial Advisor ... by PR.com (Press Releases)
 
 
 
Financial Dictionary
?

Terms of Use | Privacy policy | Feedback | Advertise with Us | Copyright © 2012 Farlex, Inc.
Disclaimer
All content on this website, including dictionary, thesaurus, literature, geography, and other reference data is for informational purposes only. This information should not be considered complete, up to date, and is not intended to be used in place of a visit, consultation, or advice of a legal, medical, or any other professional.