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interpositioning

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Interpositioning
The practice of using a second broker in a securities transaction, which is considered illegal it is if used to generate additional commission.
interpositioning
The involvement of a third party between a broker-dealer and the best available market price that results in the customer paying a bigger markup or markdown than would have been the case if the third party had not been present. For example, Dealer A satisfies a customer order to buy a security by purchasing the security through Dealer B who in turn purchases the security from the market maker. Dealer B marks up the security to Dealer A, who then marks up the security again when selling it to the customer. Interpositioning is considered unethical by the National Association of Securities Dealers.


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The complaint further alleges that by engaging in "interpositioning," the Specialist Defendants caused public investors (including plaintiff and the Class) to incur damages by allegedly depriving them of the sale price for their stock that they would have realized had the Specialist Defendants properly matched orders rather than engaging in interpositioning in order to lock in a riskless profit.
Lovell Stewart Halebian LLP Announces Class Action Lawsuit Against ... by Business Wire
The specialists' interpositioning themselves between public sellers and buyers of stock for their own benefit constituted a violation of various provisions of the federal securities laws, pursuant to which monetary relief is being sought.
Entwistle & Cappucci LLP Retained to Prosecute a Class Action Suit ... by Business Wire
The specialists' interpositioning themselves between public sellers and buyers of stock for their own benefit constituted a violation of various provisions of the federal securities laws, pursuant to which monetary relief is being sought.
Entwistle & Cappucci LLP Retained to Prosecute a Class Action Suit ... by Business Wire
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