| Dictionary, Encyclopedia and Thesaurus - The Free Dictionary 3,898,303,152 visitors served. |
Dictionary/ thesaurus | Medical dictionary | Legal dictionary | Financial dictionary | Acronyms | Idioms | Encyclopedia | Wikipedia encyclopedia | ? |
Interpositioning |
Also found in: Dictionary/thesaurus, Legal, Wikipedia | 0.01 sec. |
|
|
Interpositioning The practice of using a second broker in a securities transaction, which is considered illegal it is if used to generate additional commission. Interpositioning The act or practice of adding another broker-dealer to a transaction when there is no reason to do so and the extra broker-dealer does not provide a necessary service. Generally speaking, interpositioning occurs when two broker-dealers agree to insert the one into the dealings of another. This allows both to extract commissions without doing any work; obviously this is detrimental to the client because it forces him/her to pay money he/she does not need to pay. Interpositioning is illegal under the Investment Company Act of 1940, but it still occurs. Indeed, it was relatively common during the first few years of the 2000s.
Want to thank TFD for its existence? Tell a friend about us, add a link to this page, add the site to iGoogle, or visit the webmaster's page for free fun content. |
|
| Mentioned in | ? | References in periodicals archive | ? | Financial browser | ? | Full browser | ? | |||
|---|---|---|---|---|---|---|---|---|---|---|
Multifocality and multicentricity were diagnosed on pathological criteria when interpositioning tissue was free of in situ or infiltrating neoplasia. These were mandated to perform limited functions, mostly following inter-state wars, such as the monitoring of ceasefires; interpositioning between the parties to conflicts; assisting in troop-withdrawals; and maintaining buffer zones (see, for example, Security Council Resolution 143 (1960) on the UN Operation in the Congo--UNOC). The complaint further alleges that by engaging in "interpositioning," the Specialist Defendants caused public investors (including plaintiff and the Class) to incur damages by allegedly depriving them of the sale price for their stock that they would have realized had the Specialist Defendants properly matched orders rather than engaging in interpositioning in order to lock in a riskless profit. |
Interpositioning |
interpose interpose interpose between people or things interpose in interpose no obstacles interposed interposed interposed interposer interposer interposer interposes interposes interposes Interposicion interposing interposing interposing Interposing Relay Interposit interpositio interposition interposition interposition interposition interposition arthroplasty interposition arthroplasty interposition arthroplasty Interposition trunk Interpositioned Interpositioning InterpositionsInterpositions Interpositions Interpositive Interpositus Interpositus Interpositus Interposure interpotential interval interpotential interval interpotential interval interpotential interval InterPress interpret interpret interpret interpret interpret interpret as Interpret As Command Interpret Chinese-English interpret falsely interpret for interpretability interpretability interpretability interpretability interpretable interpretable interpretable | ||||||||
| Financial Dictionary |
| Free Tools: |
For surfers:
Free toolbar & extensions |
Word of the Day |
Help
For webmasters: Free content | Linking | Lookup box | Double-click lookup |
|---|