immediate family

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Immediate family

Term used in the NASD rules of fair practice to refer to one's parents, brothers, sisters, children, relatives supported financially, father-in-law, mother-in-law, sister-in-law, and brother-in-law.

Immediate Family

Close blood relatives, in-laws, and every person one supports financially. FINRA prohibits providing broker-dealer services to members of one's immediate family. In life insurance, the beneficiary of the death benefit is almost always a member of one's immediate family.

immediate family

Close relatives by birth or marriage including siblings, parents, children, in-laws, and any financial dependents. The National Association of Securities Dealers restricts financial transactions between a broker-dealer and his or her immediate family.
References in periodicals archive ?
Again, informants' identities can be kept strictly classified, and their immediate families are eligible to participate in the attorney general's Witness Protection Program.
The mission of the foundation is to provide emergency relief for those injured in Iraq or Afghanistan, and their immediate families.
The promotion is open to legal residents of the United States who are active duty or retired United States military personnel and their immediate families.
Excluded from the Class are the Defendants, the immediate families of each of the individual Defendants, any entity in which any Defendant has or had a majority interest, and the directors, officers, and employees of Turkcell or the Underwriter Defendants or its subsidiaries or affiliates, or any entity in which any excluded person has a majority interest, and the legal representatives, heirs, successors, and assigns of any excluded person.
Under the settlement, workers will receive an average of over $41,000 each to cover lost wages and medical expenses incurred by the workers and their immediate families, with individual payments ranging from $2,500 to $233,000.
a New York based investment fund, purchased a total of 1,200,000 shares of the Company's common stock from John Ueberroth, Peter Ueberroth and members of their immediate families.
military personnel, reservists and their immediate families," said Rick Suzuki, ASMC president.
The "Thank You Fares," which provide savings of up to 45 percent off regular fares, are available to active and reserve military and their immediate families traveling with them.
Excluded from the Class are DOV, its subsidiaries and affiliates, the Underwriter Defendants, the other members of the underwriting syndicate involved in the IPO, the Individual Defendants, members of the immediate families of each of the Individual Defendants, any entity in which any of the Defendants had or have a controlling interest, and the legal representatives, heirs, successors, predecessors in interest, affiliates, or assigns of any of the Defendants (collectively referred to as the "Defendants").
in Florida by purchasing payphone agreements by or through the Defendants listed below within the applicable limitations period are included in the proposed class action complaint, excepting Defendants, any of their affiliates, officers, members of their immediate families, heirs and legal representatives.
All persons who invested in Phoenix Telecom, LLC or otherwise invested in Phoenix Telecom, LLC by purchasing payphone agreements by or through the Defendants listed below within the applicable limitations period are included in the proposed class action complaint, excepting Defendants, any of their affiliates, officers, members of their immediate families, heirs and legal representatives.
its subsidiaries, affiliates, advertising & promotion agencies, and their immediate families (spouse, parents, children and siblings and their respective spouses) and individuals living in the same households of such employees are ineligible.

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